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Services

With all securities licenses active, and having a present compliance position with a FINRA broker dealer along with being a FINRA Arbitrator, MY SERVICES INCLUDE:

      Consulting Securities Expert Witness in both Court and Arbitration

      Securities Arbitration/Litigation Case Review and Evaluation

      Thorough Analysis of Due Diligence Performed on Products sold

      Evaluation of Portfolio Risk Factors (Scorecard Analysis)

      Assessment of Sales Practices Utilized (Standards of Care)

      Analysis of Supervision Performed (R.R.’s and RIA’s)

      Discovery Review and Recommendations

      Forensic Accounting Reports

     Specialized Analysis (Concentration – Modern Portfolio Theory)

      High Impact Demonstrative Exhibits

     Damage Calculations Utilizing Well Managed Account Theory

     Persuasive Expert Testimony Before All Triers of Fact

RESULT = 90% Case Track Record.

FEND - Securities Expert Witness
Telephone: (310) 850-2834
FAX: (310) 649-3663
Email: tremase@fend.com

Securities Litigation Expert (Attorney References)

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